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Registered advisor
J•••••• R••••••
Feed of 09/15/2026
Also filed as J•••••• Stuart R••••••
At current firm
6 y
since Mar 5, 2020
In the industry
25 y
since Feb 2, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Mar 5, 2020 · Walnut Creek, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 30, 2012 to Mar 9, 2020 · Mill Valley, Ca
- O••••••••• • C•• I••• BD affiliatedJul 6, 2004 to Aug 31, 2012 · San Francisco, Ca
- M••••• S•••••• D• I••• unclassifiedMar 22, 2001 to Jul 6, 2004 · San Francisc, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••left Mar 9, 2020, registered Mar 5, 2020 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- O••••••••• • C•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 31, 2012, registered Aug 30, 2012 (-1 days) · Other
- M••••• S•••••• D• I••• to O••••••••• • C•• I•••left Jul 6, 2004, registered Jul 6, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address