RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• M••••• F••••••••
- R••••••••• C••••••• L•• independent RIA currentsince Apr 29, 2019 · Omaha, Ne
- L•• F•••••••• L•• BD affiliatedFeb 3, 2006 to Apr 30, 2019 · Lincoln, Ne
- C••••• I••••••••• S••••••• L•• formerJun 3, 2003 to Feb 2, 2006 · Lincoln, Ne
- W•••••• • R••• formerNov 28, 2000 to May 7, 2003 · Lancaster, Ne
- L•• F•••••••• L•• to R••••••••• C••••••• L••left Apr 30, 2019, registered Apr 29, 2019 (-1 days) · RIA to RIA
- C••••• I••••••••• S••••••• L•• to L•• F•••••••• L••left Feb 2, 2006, registered Feb 3, 2006 (1 days) · Other
- W•••••• • R••• to C••••• I••••••••• S••••••• L••left May 7, 2003, registered Jun 3, 2003 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address