W•••••• G••• S••••••••

• L•• F•••••••• L•• BD affiliated current
  since Aug 15, 2023 · Lafayette, La
• C••••• I••••••••• A••••••• L•• BD affiliated
  Jun 29, 2023 to Aug 16, 2023 · Lafayette, La
• C••••• A•••••• N••••••• L•• former
  May 20, 2021 to Jun 29, 2023 · Lafayette, La
• S••••• F•••••••• G•••• I•• former
  Nov 18, 2015 to May 20, 2021 · Lafayette, La
• O•••• W•••••• I••• BD affiliated
  May 3, 2010 to Nov 20, 2015 · Lafayette, La
• W•••••• • R••• former
  Jun 17, 2002 to Aug 20, 2002 · Baton Rouge, La

• C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
  left Aug 16, 2023, registered Aug 15, 2023 (-1 days) · Affiliated broker-dealer or bank to another
• C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
  left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
• S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••
  left May 20, 2021, registered May 20, 2021 (0 days) · channel change inside one enterprise, not a move
• O•••• W•••••• I••• to S••••• F•••••••• G•••• I••
  left Nov 20, 2015, registered Nov 18, 2015 (-2 days) · Other
• W•••••• • R••• to O•••• W•••••• I•••
  left Aug 20, 2002, registered May 3, 2010 (2813 days) · Other

• ••• Locked
  Aug 16, 2023 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address