RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• P•••••• W•••
- L•• F•••••••• L•• BD affiliated currentsince Sep 30, 2019 · Orland Park, Il
- F•• S••••••••• C••••••••• formerSep 3, 2015 to Oct 2, 2019 · Orland Park, Il
- M•• F•••••••• S•••••••• I••• formerOct 15, 2010 to Sep 9, 2015 · Oak Brook, Il
- L•• F•••••••• L•• BD affiliatedJan 18, 2006 to Oct 25, 2010 · Frankfort, Il
- F•• S••••••••• C••••••••• to L•• F•••••••• L••left Oct 2, 2019, registered Sep 30, 2019 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• F•••••••• S•••••••• I••• to F•• S••••••••• C•••••••••left Sep 9, 2015, registered Sep 3, 2015 (-6 days) · Other · moved with a team
- L•• F•••••••• L•• to M•• F•••••••• S•••••••• I•••left Oct 25, 2010, registered Oct 15, 2010 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address