DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Katherine Ann Stellflue

Visionary Horizons, LLCindependent RIAKnoxville, Tn IA-onlyIAPD 4221262

Certified Financial Planner

Feed of 09/15/2026

Also filed as Katherine Ann Pasbrig

At current firm

0 y

since Mar 17, 2026

In the industry

17 y

since Jun 12, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Visionary Horizons, LLC independent RIA current
since Mar 17, 2026 · Knoxville, Tn
LPL Financial LLC BD affiliated
Apr 21, 2025 to Mar 18, 2026 · Lenoir City, Tn
Goldstein Advisors, LLC independent RIA
Oct 6, 2022 to Apr 22, 2025 · Lake Forest, Ca
Arbor Point Advisors former
Oct 12, 2020 to Dec 1, 2022 · Lake Forest, Ca
Ameriprise Financial Services, LLC national BD
Jun 8, 2018 to Oct 8, 2020 · Newport Beach, Ca
Pence Wealth Management, Inc. unclassified
Jul 11, 2013 to Jun 21, 2018 · Newport Beach, Ca
LPL Financial LLC BD affiliated
Jan 24, 2013 to Jun 7, 2018 · Newport Beach, Ca
Ameriprise Financial Services, LLC national BD
Jun 15, 2009 to Jan 8, 2013 · Irvine, Ca

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Visionary Horizons, LLC
left Mar 18, 2026, registered Mar 17, 2026 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Goldstein Advisors, LLC to LPL Financial LLC
left Apr 22, 2025, registered Apr 21, 2025 (-1 days) · RIA to affiliated broker-dealer or bank
Arbor Point Advisors to Goldstein Advisors, LLC
left Dec 1, 2022, registered Oct 6, 2022 (-56 days) · Affiliated broker-dealer or bank to a newly registered adviser
Ameriprise Financial Services, LLC to Arbor Point Advisors
left Oct 8, 2020, registered Oct 12, 2020 (4 days) · Affiliated broker-dealer or bank to another
Pence Wealth Management, Inc. to Ameriprise Financial Services, LLC
left Jun 21, 2018, registered Jun 8, 2018 (-13 days) · Other
LPL Financial LLC to Pence Wealth Management, Inc.
left Jun 7, 2018, registered Jul 11, 2013 (-1792 days) · Other
Ameriprise Financial Services, LLC to LPL Financial LLC
left Jan 8, 2013, registered Jan 24, 2013 (16 days) · Other

Signals

Katherine Ann Stellflue left Lpl Financial Llc for Visionary Horizons, Llc (registered 2026-03-17)
Mar 18, 2026 · Advisor changed firm · fact
Katherine Ann Stellflue left Goldstein Advisors, Llc for Lpl Financial Llc (registered 2025-04-21)
Apr 22, 2025 · Advisor changed firm · fact
Katherine Ann Stellflue left Arbor Point Advisors for Goldstein Advisors, Llc (registered 2022-10-06)
Dec 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address