RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• C••••• C•••••
- R••••••••• P••• F••••••••• L•• other currentsince Feb 29, 2012 · Austin, Tx
- M••• W••••• M••••••••• L•• formerJan 20, 2004 to Feb 1, 2012 · Austin, Tx
- I•••••••• A••••••• I•• unclassifiedAug 22, 2000 to Nov 5, 2003 · Austin, Tx
- M••• W••••• M••••••••• L•• to R••••••••• P••• F••••••••• L••left Feb 1, 2012, registered Feb 29, 2012 (28 days) · Other
- I•••••••• A••••••• I•• to M••• W••••• M••••••••• L••left Nov 5, 2003, registered Jan 20, 2004 (76 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address