DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• ••••••• J••••• H••••••

K•• F••••••••• I•••independent RIAGreen Bay, Wi dual registrantIAPD 4228068

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as S••••• H••••••

At current firm

2 y

since Jan 3, 2024

In the industry

24 y

since Feb 13, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• F••••••••• I••• independent RIA current
since Jan 3, 2024 · Ramat Beit Shemesh
F••••••• W••••• A•••••••• L•• independent RIA
Aug 30, 2023 to Jan 10, 2024 · Brighton, Ma
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Jul 6, 2015 to Aug 16, 2023 · Wellesley Hills, Ma
L•• F•••••••• L•• BD affiliated
Feb 6, 2009 to Jul 7, 2015 · Wellesley, Ma

Moves

a registration end followed by a registration begin elsewhere

F••••••• W••••• A•••••••• L•• to K•• F••••••••• I•••
left Jan 10, 2024, registered Jan 3, 2024 (-7 days) · RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I••• to F••••••• W••••• A•••••••• L••
left Aug 16, 2023, registered Aug 30, 2023 (14 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 7, 2015, registered Jul 6, 2015 (-1 days) · Other

Signals

S••••• ••••••• J••••• H•••••• left F••••••• W••••• A•••••••• L•• for K•• F••••••••• I••• (registered 2024-01-03)
Jan 10, 2024 · Advisor changed firm · fact
S••••• ••••••• J••••• H•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for F••••••• W••••• A•••••••• L•• (registered 2023-08-30)
Aug 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address