M•••••• D••••• S•••••••

L•• F•••••••• L••BD affiliatedEncinitas, Ca dual registrantIAPD 4230069

Certified Financial Planner

Feed of 09/14/2026

At current firm

23 y

since May 20, 2003

In the industry

25 y

since Mar 19, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 20, 2003 · San Diego, Ca
O••••••• A•• S••••••• unclassified
Jul 26, 2006 to Jan 15, 2026 · San Diego, Ca
O••••••• A•• S••••••• unclassified
Nov 22, 2005 to Dec 31, 2005 · San Diego, Ca
N•• E•••••• S••••••••• C••••••••• former
Mar 18, 2002 to Jun 5, 2003 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

O••••••• A•• S••••••• to no registered destination
left Jan 15, 2026 · Departure, no registered destination
N•• E•••••• S••••••••• C••••••••• to L•• F•••••••• L••
left Jun 5, 2003, registered May 20, 2003 (-16 days) · Other

Signals

••• Locked
Jan 15, 2026 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address