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RIA Intelligence

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Registered advisor

J••• G••••• C•••••

L•• F•••••••• L••BD affiliatedLake Worth Beach, Fldual registrantIAPD 4231236

Feed of 09/14/2026

At current firm

2 y

since Apr 18, 2024

In the industry

25 y

since Sep 26, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 18, 2024 · Lake Worth Beach, Fl
M•• I•••••••• S•••••••• L•• BD affiliated
Aug 20, 2018 to Apr 19, 2024 · West Palm Beach, Fl
C•••••••• F•••••••• G•••• A••••••• former
Jun 30, 2010 to Aug 30, 2018 · Palm Beach Gardens, Fl
U•••• F•••••••• S••••••• G••••• I••• unclassified
Nov 15, 2007 to May 28, 2010 · Palm Beach Gardens, Fl
A• G• E•••••• • S•••• I••• unclassified
Dec 6, 2005 to Nov 8, 2007 · West Palm Beach, Fl
A•••••• I••• unclassified
Feb 9, 2005 to Dec 21, 2005 · Palm Beach Gardens, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 20, 2004 to Feb 1, 2005 · West Palm Beach, Fl
Q•••• • R•••••• I••• unclassified
Feb 24, 2003 to Oct 20, 2004 · Palm Beach, Fl
M••••• S•••••• D• I••• unclassified
Sep 26, 2000 to Feb 20, 2003 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••
left Apr 19, 2024, registered Apr 18, 2024 (-1 days) · Affiliated broker-dealer or bank to another
C•••••••• F•••••••• G•••• A••••••• to M•• I•••••••• S•••••••• L••
left Aug 30, 2018, registered Aug 20, 2018 (-10 days) · Affiliated broker-dealer or bank to another
U•••• F•••••••• S••••••• G••••• I••• to C•••••••• F•••••••• G•••• A•••••••
left May 28, 2010, registered Jun 30, 2010 (33 days) · Other
A• G• E•••••• • S•••• I••• to U•••• F•••••••• S••••••• G••••• I•••
left Nov 8, 2007, registered Nov 15, 2007 (7 days) · Other
A•••••• I••• to A• G• E•••••• • S•••• I•••
left Dec 21, 2005, registered Dec 6, 2005 (-15 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to A•••••• I•••
left Feb 1, 2005, registered Feb 9, 2005 (8 days) · Other
Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to Q•••• • R•••••• I•••
left Feb 20, 2003, registered Feb 24, 2003 (4 days) · Other

Signals

J••• G••••• C••••• left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2024-04-18)
Apr 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address