RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••••• B•••••
- W••••• P••••••• G••••• I••• state registered currentsince May 13, 2025 · Valencia, Ca
- S•••••••• W••••• A••••••• G•••• formerDec 11, 2009 to Jul 16, 2010 · Valencia, Ca
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to Dec 18, 2009 · Valencia, Ca
- A••••••••• S••••••••• C•••• unclassifiedApr 27, 2009 to Sep 8, 2009 · Valencia, Ca
- O•••• W•••••• I••• BD affiliatedMar 18, 2005 to May 14, 2009 · Valencia, Ca
- T•• E••••• M••••••••• G••••• I••• unclassifiedJul 29, 2003 to Jul 20, 2006 · Valencia, Ca
- L•• F•••••••• L•• BD affiliatedMay 22, 2003 to Mar 15, 2005 · Valencia, Ca
- A• G• E•••••• • S•••• I••• unclassifiedMar 29, 2001 to Jun 9, 2003 · Northridge, Ca
- S•••••••• W••••• A••••••• G•••• to W••••• P••••••• G••••• I•••left Jul 16, 2010, registered May 13, 2025 (5415 days) · Other
- L•• F•••••••• L•• to S•••••••• W••••• A••••••• G••••left Dec 18, 2009, registered Dec 11, 2009 (-7 days) · Other
- A••••••••• S••••••••• C•••• to L•• F•••••••• L••left Sep 8, 2009, registered Sep 8, 2009 (0 days) · Other
- O•••• W•••••• I••• to A••••••••• S••••••••• C••••left May 14, 2009, registered Apr 27, 2009 (-17 days) · Other
- T•• E••••• M••••••••• G••••• I••• to O•••• W•••••• I•••left Jul 20, 2006, registered Mar 18, 2005 (-489 days) · Other
- L•• F•••••••• L•• to T•• E••••• M••••••••• G••••• I•••left Mar 15, 2005, registered Jul 29, 2003 (-595 days) · Other
- A• G• E•••••• • S•••• I••• to L•• F•••••••• L••left Jun 9, 2003, registered May 22, 2003 (-18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address