D••••• M••••

R•••••• J•••• • A••••••••• I•••national BDGeorgetown, Txdual registrantIAPD 4239678

Feed of 09/14/2026

Also filed as D••••• T••

At current firm

0 y

since Jan 8, 2026

In the industry

25 y

since Sep 7, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Jan 8, 2026 · Georgetown, Tx
L•• F•••••••• L•• BD affiliated
Jul 25, 2011 to Dec 31, 2025 · Austin, Tx
C••• B•••••••• S•••••••• I••• former
Dec 19, 2005 to Jul 26, 2011 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Dec 31, 2025, registered Jan 8, 2026 (8 days) · Affiliated broker-dealer or bank to another
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left Jul 26, 2011, registered Jul 25, 2011 (-1 days) · Other

Signals

••• Locked
Dec 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address