RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A•••• I••••••••• former currentsince Dec 5, 2018 · Asheville, Nc
- W•••••• A•••••••• L•• independent RIANov 30, 2006 to Jan 24, 2007 · Charlotte, Nc
- A•••• I••••••••• formerOct 6, 2004 to Mar 30, 2016 · Nashville, Tn
- P••••••••• unclassifiedAug 8, 2003 to Aug 31, 2004 · Nashville, Tn
- A•••• I••••••••• to W•••••• A•••••••• L••left Mar 30, 2016, registered Nov 30, 2006 (-3408 days) · Other
- W•••••• A•••••••• L•• to A•••• I•••••••••left Jan 24, 2007, registered Dec 5, 2018 (4333 days) · Other
- P••••••••• to A•••• I•••••••••left Aug 31, 2004, registered Oct 6, 2004 (36 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address