RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• M•••• K•••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 13, 2025 · Fond Du Lac, Wi
- L•• F•••••••• L•• BD affiliatedJan 5, 2016 to Sep 26, 2022 · Beaver Dam, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerAug 1, 2012 to Jan 5, 2016 · Lomira, Wi
- M•• F•••••••• A•••••••• I••• formerApr 20, 2012 to Aug 1, 2012 · Lomira, Wi
- M•• I••••••••• M••••••••• C•••• formerJan 3, 2011 to Apr 19, 2012 · Milwaukee, Wi
- B•• H••••• F•••••••• A•••••••• I•• to L•• F•••••••• L••left Jan 5, 2016, registered Jan 5, 2016 (0 days) · Other
- M•• F•••••••• A•••••••• I••• to B•• H••••• F•••••••• A•••••••• I••left Aug 1, 2012, registered Aug 1, 2012 (0 days) · channel change inside one enterprise, not a move
- M•• I••••••••• M••••••••• C•••• to M•• F•••••••• A•••••••• I•••left Apr 19, 2012, registered Apr 20, 2012 (1 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address