R•••••• B•••• S••••••

• L•• F•••••••• L•• BD affiliated current
  since Mar 6, 2025 · Swansboro, Nc
• I• A••••••• S•••••••• I••• former
  Sep 15, 2010 to Mar 6, 2025 · Swansboro, Nc
• N••• F•••••••• G••••• I••• former
  Feb 27, 2009 to Sep 15, 2010 · Houston, Tx
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Feb 13, 2003 to Mar 4, 2009 · Jacksonville, Nc

• I• A••••••• S•••••••• I••• to L•• F•••••••• L••
  left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
• N••• F•••••••• G••••• I••• to I• A••••••• S•••••••• I•••
  left Sep 15, 2010, registered Sep 15, 2010 (0 days) · Other
• B••• O• A•••••• I••••••••• S•••••••• I••• to N••• F•••••••• G••••• I•••
  left Mar 4, 2009, registered Feb 27, 2009 (-5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address