RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• H•••
- D••••••••• L•• independent RIA currentsince Aug 5, 2024 · Wilmington, De
- D••••••••• L•• formerDec 15, 2021 to Nov 4, 2024 · Wilmington, De
- D••••••••• P••••••• L•• formerOct 29, 2021 to Jan 3, 2022 · Avondale, Pa
- D••••••••• L•• formerFeb 14, 2002 to Sep 8, 2021 · Wilmington, De
- D••••••••• L•• to D••••••••• L••left Nov 4, 2024, registered Aug 5, 2024 (-91 days) · channel change inside one enterprise, not a move · moved with a team
- D••••••••• P••••••• L•• to D••••••••• L••left Jan 3, 2022, registered Dec 15, 2021 (-19 days) · Other
- D••••••••• L•• to D••••••••• P••••••• L••left Sep 8, 2021, registered Oct 29, 2021 (51 days) · RIA to a newly registered adviser
- K••• H••• left D••••••••• P••••••• L•• for D••••••••• L•• (registered 2021-12-15)Jan 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address