RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••• M••••••
- R••••• W••••• G••••• I••• independent RIA currentsince Jul 20, 2017 · Fort Worth, Tx
- M•••• W••••• A•••••••• L•• independent RIAJan 31, 2012 to Aug 23, 2017 · Southlake, Tx
- B•• F•••••••• G••••• L•• formerMar 16, 2011 to Mar 12, 2012 · Southlake, Tx
- D••••••• W••••• M•••••••• I••• formerFeb 6, 2006 to Feb 28, 2011 · Pueblo, Co
- M•••• W••••• A•••••••• L•• to R••••• W••••• G••••• I•••left Aug 23, 2017, registered Jul 20, 2017 (-34 days) · Other
- B•• F•••••••• G••••• L•• to M•••• W••••• A•••••••• L••left Mar 12, 2012, registered Jan 31, 2012 (-41 days) · Other
- D••••••• W••••• M•••••••• I••• to B•• F•••••••• G••••• L••left Feb 28, 2011, registered Mar 16, 2011 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address