DFX Intelligence
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Registered advisor
B•••••• W•••••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as B•••••• N••• W••••••••• N• W•••••••
At current firm
8 y
since Dec 6, 2017
In the industry
25 y
since Oct 5, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•••••• W••••• M••••••••• L•• independent RIA currentsince Dec 6, 2017 · Davidson, Nc
- L•• F•••••••• L•• BD affiliatedJan 26, 2009 to Dec 7, 2016 · Cincinnati, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 4, 2000 to Feb 12, 2009 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to G•••••• W••••• M••••••••• L••left Dec 7, 2016, registered Dec 6, 2017 (364 days) · Other
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left Feb 12, 2009, registered Jan 26, 2009 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address