DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Vint Wayne Stevenson
Feed of 09/14/2026
At current firm
4 y
since Jan 3, 2022
In the industry
25 y
since Oct 5, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stevenson Advisory Services & Investments state registered currentsince Jan 3, 2022 · Weatherford, Tx
- Regal Investment Advisors LLC BD affiliatedAug 29, 2018 to Oct 6, 2021 · Redding, Ca
- Securities America Advisors, Inc. formerFeb 23, 2012 to Aug 13, 2018 · Folsom, Ca
- U.S. Bancorp Advisors, LLC BD affiliatedAug 9, 2007 to Sep 16, 2011 · Redding, Ca
- Waddell & Reed formerJun 17, 2004 to Aug 6, 2007 · Sacramento , Ca
- Ameriprise Financial Services, LLC national BDOct 12, 2000 to Aug 14, 2003 · Roseville, Ca
Moves
a registration end followed by a registration begin elsewhere
- Regal Investment Advisors LLC to Stevenson Advisory Services & Investmentsleft Oct 6, 2021, registered Jan 3, 2022 (89 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Securities America Advisors, Inc. to Regal Investment Advisors LLCleft Aug 13, 2018, registered Aug 29, 2018 (16 days) · Affiliated broker-dealer or bank to another
- U.S. Bancorp Advisors, LLC to Securities America Advisors, Inc.left Sep 16, 2011, registered Feb 23, 2012 (160 days) · Other
- Waddell & Reed to U.S. Bancorp Advisors, LLCleft Aug 6, 2007, registered Aug 9, 2007 (3 days) · Other
- Ameriprise Financial Services, LLC to Waddell & Reedleft Aug 14, 2003, registered Jun 17, 2004 (308 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address