S•••••• C••• F••••••

L•• F•••••••• L••BD affiliatedCullman, Aldual registrantIAPD 4259897

Feed of 09/14/2026

Also filed as S•••••• C F••••••

At current firm

2 y

since Nov 2, 2023

In the industry

25 y

since Sep 29, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 2, 2023 · Cullman, Al
R•••••• J•••• • A••••••••• I••• national BD
Feb 13, 2013 to Nov 6, 2023 · Cullman, Al
M••••• K••••• • C••••••• L•• former
Feb 13, 2007 to Feb 13, 2013 · Cullman, Al
A•••••• I••••••••• M••••••••• C•••••• L•• unclassified
Jul 10, 2003 to Feb 13, 2007 · Birmingham, Al
A•••••• I••••••••• S•••••••• I••• unclassified
Apr 22, 2003 to Jul 10, 2003 · Cullman, Al
E•••••• A••••••• S•••••••• I••• unclassified
Sep 4, 2002 to Oct 29, 2002 · Huntsville, Al
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 12, 2000 to Jul 22, 2002 · Huntsville, Al

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••
left Nov 6, 2023, registered Nov 2, 2023 (-4 days) · Affiliated broker-dealer or bank to another
M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••
left Feb 13, 2007, registered Feb 13, 2007 (0 days) · corporate re-registration, not a move
A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••
left Jul 10, 2003, registered Jul 10, 2003 (0 days) · corporate re-registration, not a move
E•••••• A••••••• S•••••••• I••• to A•••••• I••••••••• S•••••••• I•••
left Oct 29, 2002, registered Apr 22, 2003 (175 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• S•••••••• I•••
left Jul 22, 2002, registered Sep 4, 2002 (44 days) · Other

Signals

S•••••• C••• F•••••• left R•••••• J•••• • A••••••••• I••• for L•• F•••••••• L•• (registered 2023-11-02)
Nov 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address