DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Christopher Connell
Feed of 09/14/2026
At current firm
0 y
since May 6, 2026
In the industry
25 y
since Jun 20, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Regal Investment Advisors LLC BD affiliated currentsince May 6, 2026 · Grapevine, Tx
- Mark-Christopher unclassifiedMay 17, 2007 to Oct 1, 2010 · Addison, Tx
- Capital Advisory Group, Inc. independent RIANov 9, 2005 to May 24, 2007 · Dallas, Tx
- Sentra Securities Corporation unclassifiedFeb 7, 2005 to Aug 4, 2005 · Plano, Tx
- Mark-Christopher unclassifiedMay 26, 2004 to Aug 15, 2005 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- Mark-Christopher to Regal Investment Advisors LLCleft Oct 1, 2010, registered May 6, 2026 (5696 days) · Other
- Capital Advisory Group, Inc. to Mark-Christopherleft May 24, 2007, registered May 17, 2007 (-7 days) · Other
- Mark-Christopher to Sentra Securities Corporationleft Aug 15, 2005, registered Feb 7, 2005 (-189 days) · Other
- Sentra Securities Corporation to Capital Advisory Group, Inc.left Aug 4, 2005, registered Nov 9, 2005 (97 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address