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Registered advisor
J•••• B•••
Feed of 09/14/2026
Also filed as James Anderson Berg
At current firm
3 y
since Mar 28, 2023
In the industry
25 y
since Nov 2, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 28, 2023 · Macon, Ga
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Apr 12, 2023 · Macon, Ga
- M••••• K••••• • C••••••• L•• formerMar 15, 2005 to Feb 13, 2013 · Macon, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 31, 2003 to Apr 4, 2005 · Macon, Ga
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 12, 2023, registered Mar 28, 2023 (-15 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• K••••• • C••••••• L••left Apr 4, 2005, registered Mar 15, 2005 (-20 days) · Other
Signals
- J•••• B••• left R•••••• J•••• • A••••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-03-28)Apr 12, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address