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Registered advisor
K•••• C•••• K••• P••
Feed of 09/15/2026
Also filed as K•••• Pak
At current firm
9 y
since Apr 25, 2017
In the industry
25 y
since Oct 20, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Apr 25, 2017 · Studio City, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 22, 2011 to Apr 20, 2017 · Newbury Park, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedDec 9, 2005 to May 9, 2011 · Los Angeles, Ca
- C••••••• I••••••••• S••••••• unclassifiedApr 29, 2004 to Nov 23, 2004 · Montrose, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• A•••••••• L••left Apr 20, 2017, registered Apr 25, 2017 (5 days) · Other
- U••• B•••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 9, 2011, registered Jun 22, 2011 (44 days) · Other
- C••••••• I••••••••• S••••••• to U••• B•••••• A•••••••• L••left Nov 23, 2004, registered Dec 9, 2005 (381 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address