DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•• F•••••••• H••••••

P•••••• I••••••••• W••••• A•••••••• L••independent RIALeawood, KsIA-onlyIAPD 4265323

Feed of 09/14/2026

Also filed as Jay F H••••••

At current firm

1 y

since Nov 20, 2024

In the industry

25 y

since Oct 4, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• I••••••••• W••••• A•••••••• L•• independent RIA current
since Nov 20, 2024 · Leawood, Ks
L•• F•••••••• L•• BD affiliated
Jul 19, 2023 to Oct 14, 2024 · Winfield, Ks
B••••••• I••••••••• S•••••••• I••• ••••• former
Aug 6, 2014 to Jul 19, 2023 · Wichita, Ks
S•• I••••••••• I••• former
Jan 11, 2011 to Jun 3, 2014 · Andover, Ks
E•••••••• A•••••••• L•• national BD
Apr 28, 2009 to Jan 13, 2011 · Wichita, Ks
U•• F•••••••• S••••••• I••• wirehouse
Aug 30, 2002 to Sep 26, 2008 · Wichita, Ks
S•••••• N••••••• • C••••••• I••••••••• national BD
Feb 26, 2001 to Sep 6, 2002 · Wichita, Ks

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to P•••••• I••••••••• W••••• A•••••••• L••
left Oct 14, 2024, registered Nov 20, 2024 (37 days) · Affiliated broker-dealer or bank to independent RIA
B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••
left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
S•• I••••••••• I••• to B••••••• I••••••••• S•••••••• I••• •••••
left Jun 3, 2014, registered Aug 6, 2014 (64 days) · Other
E•••••••• A•••••••• L•• to S•• I••••••••• I•••
left Jan 13, 2011, registered Jan 11, 2011 (-2 days) · Other
U•• F•••••••• S••••••• I••• to E•••••••• A•••••••• L••
left Sep 26, 2008, registered Apr 28, 2009 (214 days) · Wirehouse to affiliated broker-dealer or bank
S•••••• N••••••• • C••••••• I••••••••• to U•• F•••••••• S••••••• I•••
left Sep 6, 2002, registered Aug 30, 2002 (-7 days) · Affiliated broker-dealer or bank to wirehouse

Signals

J•• F•••••••• H•••••• left L•• F•••••••• L•• for P•••••• I••••••••• W••••• A•••••••• L•• (registered 2024-11-20)
Oct 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address