RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• M•••••• M•••••••
- T•• C•••••• P•••••••• L•• independent RIA currentsince Jul 1, 2025 · Little Rock, Ar
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Jul 1, 2025 · Little Rock, Ar
- M••••• K••••• • C••••••• L•• formerFeb 13, 2003 to Feb 13, 2013 · Little Rock, Ar
- R•••••• J•••• • A••••••••• I••• to T•• C•••••• P•••••••• L••left Jul 1, 2025, registered Jul 1, 2025 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- W•••••• M•••••• M••••••• left R•••••• J•••• • A••••••••• I••• for T•• C•••••• P•••••••• L•• (registered 2025-07-01)Jul 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address