RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• R•••• J•••••
- B•• P•••••••• I••• BD affiliated currentsince Apr 30, 2024 · Cedar Rapids, Ia
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated currentsince Dec 17, 2010 · Meridian, Id
- I••••• F•••••••• C••••••••• formerMay 27, 2009 to Dec 20, 2010 · Boise, Id
- U•• F•••••••• S••••••• I••• wirehouseNov 28, 2007 to May 13, 2009 · Boise, Id
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 18, 2000 to May 13, 2005 · Boise, Id
- I••••• F•••••••• C••••••••• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Dec 20, 2010, registered Dec 17, 2010 (-3 days) · Other
- U•• F•••••••• S••••••• I••• to I••••• F•••••••• C•••••••••left May 13, 2009, registered May 27, 2009 (14 days) · Other
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left May 13, 2005, registered Nov 28, 2007 (929 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address