DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••• J••••• M•••••

V•••••• A•••••••• I•••BD affiliatedFort Wright, Kydual registrantIAPD 4269766

Certified Financial Planner

Feed of 09/14/2026

At current firm

22 y

since Dec 15, 2003

In the industry

25 y

since Nov 22, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••••• A•••••••• I••• BD affiliated current
since Dec 15, 2003 · Fort Wright, Ky
W• W••••• A•••••••• L•• state registered
Jan 26, 2026 to Feb 9, 2026 · Ft Mitchell, Ky
F•••• O• S••••••• L•• unclassified
Apr 21, 2004 to Dec 23, 2025 · Ft. Mitchell, Ky
O•••• F•• I••• former
Dec 4, 2000 to Dec 12, 2003 · Ft Mitchell, Ky

Moves

a registration end followed by a registration begin elsewhere

W• W••••• A•••••••• L•• to no registered destination
left Feb 9, 2026 · Departure, no registered destination
F•••• O• S••••••• L•• to W• W••••• A•••••••• L••
left Dec 23, 2025, registered Jan 26, 2026 (34 days) · Other · moved with a team
O•••• F•• I••• to V•••••• A•••••••• I•••
left Dec 12, 2003, registered Dec 15, 2003 (3 days) · Other

Signals

M••• J••••• M••••• no longer registered at W• W••••• A•••••••• L••; no later IA registration on IAPD
Feb 9, 2026 · Advisor departure · fact
M••• J••••• M••••• left F•••• O• S••••••• L•• for W• W••••• A•••••••• L•• (registered 2026-01-26)
Dec 23, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address