DFX Intelligence
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Registered advisor
L•••• A• M•••••
Feed of 09/15/2026
Also filed as L•••• A•• K••••••••• A•• K••• M••••••••• A•• M••••••••• K••• M•••••
At current firm
18 y
since Jul 7, 2008
In the industry
21 y
since Oct 5, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 7, 2008 · Fort Wayne, In
- J••• M••••• S••••••••• I••• unclassifiedSep 27, 2006 to Jul 16, 2008 · Fort Wayne, In
- B••• O•• S••••••••• C••••••••• unclassifiedSep 1, 2006 to Sep 27, 2006 · New York, Ny
- R••••• W• B•••• • C•• I••••••••• mixed wealthOct 6, 2004 to Aug 4, 2006 · Ft. Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• I••• to U•• F•••••••• S••••••• I•••left Jul 16, 2008, registered Jul 7, 2008 (-9 days) · Other
- B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• I•••left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move
- R••••• W• B•••• • C•• I••••••••• to B••• O•• S••••••••• C•••••••••left Aug 4, 2006, registered Sep 1, 2006 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address