RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• B•••••
- M•• F•••••••• G••••• L•• independent RIA currentsince Jan 23, 2019 · Bethlehem, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 23, 2010 to Oct 27, 2010 · Pennington, Nj
- O•••• F•• I••• formerDec 18, 2008 to Jun 2, 2010 · Iselin, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 30, 2007 to Nov 4, 2008 · Short Hills, Nj
- M•••••• L•••• I••••••••• M••••••• L• unclassifiedSep 25, 2001 to Sep 17, 2004 · Princeton, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• G••••• L••left Oct 27, 2010, registered Jan 23, 2019 (3010 days) · Wirehouse to independent RIA
- O•••• F•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 2, 2010, registered Aug 23, 2010 (82 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••left Nov 4, 2008, registered Dec 18, 2008 (44 days) · Other
- M•••••• L•••• I••••••••• M••••••• L• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 17, 2004, registered Aug 30, 2007 (1077 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address