DFX Intelligence
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Registered advisor
R••••• V•••••
Feed of 09/14/2026
Also filed as R••••• D• J•••• V••••••••• D• J•••• V••••••••• V••••• P••••••••• V•••••••••
At current firm
17 y
since Oct 29, 2008
In the industry
25 y
since Jun 12, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Oct 29, 2008 · Miami, Fl
- L••••• B••••••• I••• unclassifiedMar 24, 2008 to Oct 7, 2008 · Miami, Fl
- C••••• S••••• S••••••••• •••• L•• formerJan 17, 2003 to Sep 2, 2003 · Miami, Fl
- P••••••• L•• unclassifiedJun 12, 2001 to Jan 17, 2003 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- L••••• B••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 7, 2008, registered Oct 29, 2008 (22 days) · Other
- C••••• S••••• S••••••••• •••• L•• to L••••• B••••••• I•••left Sep 2, 2003, registered Mar 24, 2008 (1665 days) · Other
- P••••••• L•• to C••••• S••••• S••••••••• •••• L••left Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address