DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Patrick Dwyer
Feed of 09/14/2026
At current firm
6 y
since Jan 7, 2020
In the industry
24 y
since Sep 11, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- RBC Capital Markets, LLC national BD currentsince Jan 7, 2020 · Eugene, Or
- Nuveen Asset Management, LLC mixed wealthMar 11, 2011 to Nov 14, 2019 · Chicago, Il
- U.S. Bancorp Asset Management, Inc. asset managerOct 28, 2010 to Jan 5, 2011 · Minneapolis, Mn
- New England Securities Corporation formerSep 11, 2002 to Jul 9, 2003 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- Nuveen Asset Management, LLC to RBC Capital Markets, LLCleft Nov 14, 2019, registered Jan 7, 2020 (54 days) · RIA to affiliated broker-dealer or bank
- U.S. Bancorp Asset Management, Inc. to Nuveen Asset Management, LLCleft Jan 5, 2011, registered Mar 11, 2011 (65 days) · Other
- New England Securities Corporation to U.S. Bancorp Asset Management, Inc.left Jul 9, 2003, registered Oct 28, 2010 (2668 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address