RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J••••• J••••••
- L•••• W••••• M••••••••• state registered currentsince Apr 24, 2023 · Omaha, Ne
- E•••••••• C•••••• M••••••••• I•• state registeredJan 25, 2012 to Jun 13, 2023 · Omaha, Ne
- W•••••• • R••• formerJan 25, 2001 to Dec 8, 2011 · E•••••••• Park, Il
- E•••••••• C•••••• M••••••••• I•• to L•••• W••••• M•••••••••left Jun 13, 2023, registered Apr 24, 2023 (-50 days) · Other
- W•••••• • R••• to E•••••••• C•••••• M••••••••• I••left Dec 8, 2011, registered Jan 25, 2012 (48 days) · Other
- E••• J••••• J•••••• left E•••••••• C•••••• M••••••••• I•• for L•••• W••••• M••••••••• (registered 2023-04-24)Jun 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address