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Registered advisor
T••• R•••••• H••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as T••• R. H••••••
At current firm
15 y
since Feb 25, 2011
In the industry
25 y
since Dec 5, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 25, 2011 · Austin, Tx
- H•••••• S••••••••• I••• BD affiliatedJul 17, 2006 to Mar 18, 2011 · Georgetown, Tx
Moves
a registration end followed by a registration begin elsewhere
- H•••••• S••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Mar 18, 2011, registered Feb 25, 2011 (-21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address