DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason J Vaglio
Feed of 09/15/2026
At current firm
3 y
since Sep 28, 2022
In the industry
24 y
since Dec 12, 2001 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Citizens Securities, Inc. BD affiliated currentsince Sep 28, 2022 · Valley Stream, Ny
- LPL Financial LLC BD affiliatedFeb 14, 2022 to Oct 10, 2022 · Franklin Square, Ny
- Cetera Advisor Networks LLC formerAug 9, 2021 to Feb 9, 2022 · Farmingdale, Ny
- Capital One Advisors, LLC formerJan 28, 2015 to Sep 19, 2018 · Seattle, Wa
- Capital One Financial Advisors LLC unclassifiedJul 19, 2012 to Jan 28, 2015 · Melville, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 24, 2010 to Jul 24, 2012 · Garden City, Ny
- Chase Investment Services Corp. formerMay 2, 2009 to Sep 24, 2010 · East Northport, Ny
- Wamu Investments, Inc. unclassifiedOct 17, 2007 to May 2, 2009 · East Northport, Ny
- Banc Of America Investment Services, Inc. unclassifiedSep 9, 2005 to Oct 11, 2007 · West Hempstead, Ny
- Citicorp Investment Services unclassifiedDec 6, 2004 to Aug 16, 2005 · Farmingdale, Ny
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Citizens Securities, Inc.left Oct 10, 2022, registered Sep 28, 2022 (-12 days) · RIA to affiliated broker-dealer or bank
- Cetera Advisor Networks LLC to LPL Financial LLCleft Feb 9, 2022, registered Feb 14, 2022 (5 days) · Affiliated broker-dealer or bank to another
- Capital One Advisors, LLC to Cetera Advisor Networks LLCleft Sep 19, 2018, registered Aug 9, 2021 (1055 days) · Affiliated broker-dealer or bank to another
- Capital One Financial Advisors LLC to Capital One Advisors, LLCleft Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Capital One Financial Advisors LLCleft Jul 24, 2012, registered Jul 19, 2012 (-5 days) · Other
- Chase Investment Services Corp. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 24, 2010, registered Sep 24, 2010 (0 days) · Other
- Wamu Investments, Inc. to Chase Investment Services Corp.left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- Banc Of America Investment Services, Inc. to Wamu Investments, Inc.left Oct 11, 2007, registered Oct 17, 2007 (6 days) · Other
- Citicorp Investment Services to Banc Of America Investment Services, Inc.left Aug 16, 2005, registered Sep 9, 2005 (24 days) · Other
Signals
- Jason J Vaglio left Lpl Financial Llc for Citizens Securities, Inc. (registered 2022-09-28)Oct 10, 2022 · Advisor changed firm · fact
- Jason J Vaglio left Cetera Advisor Networks Llc for Lpl Financial Llc (registered 2022-02-14)Feb 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address