DFX Intelligence
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Registered advisor
T•••••• J•• S••••••
Feed of 09/23/2026
Also filed as T•••••• J• S••••••••• S••••••••• J• S••••••••• S••••••••• J•• S••••••
At current firm
0 y
since Jul 9, 2026
In the industry
24 y
since Aug 22, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Jul 9, 2026 · Bloomfield Hills, Mi
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 8, 2025 · Bloomfield Hills, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDDec 8, 2025 to Sep 22, 2026 · Bloomfield Hills, Mi
- W•••• F•••• A••••••• wirehouseFeb 17, 2017 to May 2, 2022 · Minneapolis, Mn
- W•••• F•••• A••••••• wirehouseFeb 17, 2017 to May 2, 2022 · Minneapolis, Mn
- C••••••• S••••••••• I••• BD affiliatedMar 21, 2014 to Mar 23, 2016 · Dedham, Ma
- C••••••• S••••••••• I••• BD affiliatedMar 21, 2014 to Mar 23, 2016 · Dedham, Ma
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2008 to Jul 25, 2012 · Grand Rapids, Mi
- J••• M••••• S••••••••• I••• unclassifiedSep 27, 2006 to Oct 1, 2008 · Traverse City, Mi
- J••• M••••• S••••••••• I••• unclassifiedSep 27, 2006 to Oct 1, 2008 · Traverse City, Mi
- B••• O•• S••••••••• C••••••••• unclassifiedSep 9, 2002 to Sep 27, 2006 · Ann Arbor, Mi
- B••• O•• S••••••••• C••••••••• unclassifiedSep 9, 2002 to Sep 27, 2006 · Ann Arbor, Mi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to F•••• T•••• S••••••••• I•••left Sep 22, 2026, registered Jul 9, 2026 (-75 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left May 2, 2022, registered Dec 8, 2025 (1316 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C••••••• S••••••••• I••• to W•••• F•••• A•••••••left Mar 23, 2016, registered Feb 17, 2017 (331 days) · Other
- J••• M••••• S••••••••• L•• to C••••••• S••••••••• I•••left Jul 25, 2012, registered Mar 21, 2014 (604 days) · Other
- J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• I•••left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedMay 2, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address