RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• B•••• W•••••
- W••••• I••••••••• P•••••••• L•• state registered currentsince Jan 1, 2012 · Krugerville, Tx
- Y•••• A••••••• unclassifiedJul 19, 2011 to Dec 23, 2011 · Keystone, Sd
- S•• A•••••••• I••• formerFeb 1, 2008 to Jul 18, 2011 · Krugerville, Tx
- S••••••••• A•••••• A•••••••• I••• formerJan 28, 2003 to Jan 24, 2008 · Kearney, Ne
- M••••• S•••••• D• I••• unclassifiedApr 17, 2001 to Jan 13, 2003 · Omaha, Ne
- Y•••• A••••••• to W••••• I••••••••• P•••••••• L••left Dec 23, 2011, registered Jan 1, 2012 (9 days) · Other
- S•• A•••••••• I••• to Y•••• A•••••••left Jul 18, 2011, registered Jul 19, 2011 (1 days) · Other
- S••••••••• A•••••• A•••••••• I••• to S•• A•••••••• I•••left Jan 24, 2008, registered Feb 1, 2008 (8 days) · Other
- M••••• S•••••• D• I••• to S••••••••• A•••••• A•••••••• I•••left Jan 13, 2003, registered Jan 28, 2003 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address