RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• O•••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 17, 2026 · Dover, De
- N•••••••• B••••• B• L•• no RAUMMar 5, 2025 to May 21, 2026 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 7, 2021 to Mar 4, 2025 · New York, Ny
- N•••••••• B••••• B• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 21, 2026, registered Sep 17, 2026 (119 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••••• B••••• B• L••left Mar 4, 2025, registered Mar 5, 2025 (1 days) · Other
- J••• O••••• registered as an investment adviser representative at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 17, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address