DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Keith E Cusack
Feed of 09/14/2026
Also filed as Keith E Cusack
At current firm
2 y
since Mar 25, 2024
In the industry
14 y
since May 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Mar 25, 2024 · Lakewood, Co
- Ameriprise Financial Services, LLC national BDJul 1, 2022 to Apr 4, 2024 · Colorado Springs, Co
- Hinds Financial Group Inc independent RIAJan 24, 2013 to Jul 20, 2022 · Lakewood, Co
- Cetera Advisor Networks LLC formerOct 2, 2012 to Jul 8, 2022 · Lakewood, Co
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to LPL Financial LLCleft Apr 4, 2024, registered Mar 25, 2024 (-10 days) · Affiliated broker-dealer or bank to another
- Hinds Financial Group Inc to Ameriprise Financial Services, LLCleft Jul 20, 2022, registered Jul 1, 2022 (-19 days) · RIA to affiliated broker-dealer or bank
- Cetera Advisor Networks LLC to Hinds Financial Group Incleft Jul 8, 2022, registered Jan 24, 2013 (-3452 days) · Other
Signals
- Keith E Cusack left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2024-03-25)Apr 4, 2024 · Advisor changed firm · fact
- Keith E Cusack left Hinds Financial Group Inc for Ameriprise Financial Services, Llc (registered 2022-07-01)Jul 20, 2022 · Advisor changed firm · fact
- Keith E Cusack left Cetera Advisor Networks Llc for Hinds Financial Group Inc (registered 2013-01-24)Jul 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address