RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• S• M•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 3, 2016 · North Olmsted, Oh
- F•• S••••••••• C••••••••• formerJun 16, 2006 to Oct 5, 2016 · North Olmsted, Oh
- L•• F•••••••• L•• BD affiliatedSep 22, 2005 to Jun 15, 2006 · Beachwood, Oh
- O•••• F•• I••• formerNov 27, 2000 to Aug 3, 2005 · Cleveland, Oh
- F•• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 5, 2016, registered Oct 3, 2016 (-2 days) · Other · moved with a team
- L•• F•••••••• L•• to F•• S••••••••• C•••••••••left Jun 15, 2006, registered Jun 16, 2006 (1 days) · Other
- O•••• F•• I••• to L•• F•••••••• L••left Aug 3, 2005, registered Sep 22, 2005 (50 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address