J••• M•••• D•••••••

O•••• I••••••••• I•••BD affiliatedOakville, Ctdual registrantIAPD 4284328

Feed of 09/14/2026

Also filed as J••• M•••• K••••••••• D••••••••• M•••• D•••••••

At current firm

4 y

since Aug 10, 2022

In the industry

25 y

since Feb 12, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• I••••••••• I••• BD affiliated current
since Aug 10, 2022 · Oakville, Ct
C•••••• S••••• • C••• I••• national BD
Mar 6, 2020 to Aug 30, 2022 · West Hartford, Ct
W•••••• I••••••••• S•••••••• I••• unclassified
May 6, 2003 to Oct 27, 2004 · Bristol, Ct

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to O•••• I••••••••• I•••
left Aug 30, 2022, registered Aug 10, 2022 (-20 days) · Affiliated broker-dealer or bank to another
W•••••• I••••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••
left Oct 27, 2004, registered Mar 6, 2020 (5609 days) · Other

Signals

••• Locked
Aug 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address