RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••• A••••••• I••• independent RIA currentsince Apr 29, 2025 · Hingham, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDDec 15, 2016 to Apr 29, 2025 · Hingham, Ma
- U•• F•••••••• S••••••• I••• wirehouseOct 4, 2007 to Dec 23, 2016 · Rockland, Ma
- A••••••••• F•••••••• S•••••••• L•• to C•••• A••••••• I•••left Apr 29, 2025, registered Apr 29, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Dec 23, 2016, registered Dec 15, 2016 (-8 days) · Wirehouse to affiliated broker-dealer or bank
- W•••••• H•••• left A••••••••• F•••••••• S•••••••• L•• for C•••• A••••••• I••• (registered 2025-04-29)Apr 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address