RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Y••••• S•••••• G•••••
- A•••• M••••••••• S••••••••• I••• independent RIA currentsince Apr 26, 2017 · Indianapolis, In
- R•••••• J•••• • A••••••••• I••• national BDNov 13, 2013 to Feb 16, 2017 · Greenwood, In
- F•••• T•••• S••••••••• I••• BD affiliatedOct 5, 2006 to Nov 15, 2013 · Indianapolis, In
- C•••• I••••••••• S••••••• C•••• formerFeb 21, 2006 to Aug 10, 2006 · Greenwood, In
- R•••••• J•••• • A••••••••• I••• to A•••• M••••••••• S••••••••• I•••left Feb 16, 2017, registered Apr 26, 2017 (69 days) · Other
- F•••• T•••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Nov 15, 2013, registered Nov 13, 2013 (-2 days) · Other
- C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••left Aug 10, 2006, registered Oct 5, 2006 (56 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address