RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• R••••• Z•••••
- A•••• T••• A•••• M••••••••• L•• independent RIA currentsince Dec 14, 2023 · Fort Wayne, In
- M••••• Z••••• F•••••••• G•••• unclassifiedJan 28, 2010 to Dec 31, 2011 · Hamilton, In
- M••••• Z••••• F•••••••• G•••• unclassifiedJan 28, 2010 to Dec 31, 2023 · Hamilton, In
- S•• A•••••••• I••• formerJun 11, 2007 to Feb 8, 2010 · Auburn, In
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 28, 2005 to Jun 29, 2007 · Auburn, In
- C•••••••• I••••••••• R•••••••• I••• unclassifiedJul 25, 2002 to Mar 28, 2005 · Auburn, In
- A• G• E•••••• • S•••• I••• unclassifiedJun 1, 2001 to Aug 23, 2002 · Auburn, In
- M••••• Z••••• F•••••••• G•••• to A•••• T••• A•••• M••••••••• L••left Dec 31, 2023, registered Dec 14, 2023 (-17 days) · Other · moved with a team
- S•• A•••••••• I••• to M••••• Z••••• F•••••••• G••••left Feb 8, 2010, registered Jan 28, 2010 (-11 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S•• A•••••••• I•••left Jun 29, 2007, registered Jun 11, 2007 (-18 days) · Other
- C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to C•••••••• I••••••••• R•••••••• I•••left Aug 23, 2002, registered Jul 25, 2002 (-29 days) · Other
- G••• R••••• Z••••• left M••••• Z••••• F•••••••• G•••• for A•••• T••• A•••• M••••••••• L•• (registered 2023-12-14)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address