DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Karl Josef Zeller
Feed of 09/14/2026
At current firm
4 y
since Feb 4, 2022
In the industry
24 y
since Jul 11, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Alps Advisors, Inc. asset manager currentsince Feb 4, 2022 · Denver, Co
- M&T Securities, Inc. unclassifiedSep 17, 2018 to Jun 8, 2021 · Villanova, Pa
- Bny Mellon Securities Corporation otherMar 16, 2015 to Jan 2, 2018 · Plymouth Meeting, Pa
- Turner Investments, L.P. formerDec 1, 2004 to Feb 12, 2015 · Berwyn, Pa
- Turner Investments, L.P. formerJan 30, 2003 to Dec 1, 2004 · Berwyn, Pa
- Rittenhouse Asset Management, Inc. unclassifiedJul 16, 2002 to Dec 12, 2002 · Radnor, Pa
Moves
a registration end followed by a registration begin elsewhere
- M&T Securities, Inc. to Alps Advisors, Inc.left Jun 8, 2021, registered Feb 4, 2022 (241 days) · Other
- Bny Mellon Securities Corporation to M&T Securities, Inc.left Jan 2, 2018, registered Sep 17, 2018 (258 days) · Other
- Turner Investments, L.P. to Bny Mellon Securities Corporationleft Feb 12, 2015, registered Mar 16, 2015 (32 days) · Other
- Rittenhouse Asset Management, Inc. to Turner Investments, L.P.left Dec 12, 2002, registered Jan 30, 2003 (49 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address