DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard S Sentnor
Feed of 09/14/2026
At current firm
11 y
since Jun 9, 2015
In the industry
25 y
since Apr 11, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 6, 2015 · Hanson, Ma
- Advisory Resource Group, LLC state registered currentsince Jun 9, 2015 · Hanson, Ma
- Next Financial Group, Inc. formerFeb 1, 2006 to Sep 11, 2009 · Hanson, Ma
- Ssn Advisory, Inc. formerJul 16, 2004 to Jan 31, 2006 · Hanson, Ma
- Eastern Point Advisors Inc. unclassifiedApr 3, 2003 to Dec 31, 2003 · Waltham, Ma
- Icapital, LLC otherOct 22, 2002 to Feb 6, 2003 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Next Financial Group, Inc. to Advisory Resource Group, LLCleft Sep 11, 2009, registered Jun 9, 2015 (2097 days) · Other
- Ssn Advisory, Inc. to Next Financial Group, Inc.left Jan 31, 2006, registered Feb 1, 2006 (1 days) · Other
- Eastern Point Advisors Inc. to Ssn Advisory, Inc.left Dec 31, 2003, registered Jul 16, 2004 (198 days) · Other
- Icapital, LLC to Eastern Point Advisors Inc.left Feb 6, 2003, registered Apr 3, 2003 (56 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address