RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• P• B••••••
- A••••••••• W••••• M••••••••• L•• state registered currentsince May 13, 2013 · Vancouver, Wa
- L•• F•••••••• L•• BD affiliatedJul 18, 2012 to Nov 21, 2017 · Vancouver, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 12, 2011 to Jul 20, 2012 · Portland, Or
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJun 26, 2003 to Jan 29, 2009 · Vancouver, Wa
- M••••• S•••••• D• I••• unclassifiedMay 1, 2001 to Mar 4, 2003 · Vancouver, Wa
- L•• F•••••••• L•• to A••••••••• W••••• M••••••••• L••left Nov 21, 2017, registered May 13, 2013 (-1653 days) · RIA to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Jul 20, 2012, registered Jul 18, 2012 (-2 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 29, 2009, registered Jan 12, 2011 (713 days) · Other
- M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Mar 4, 2003, registered Jun 26, 2003 (114 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address