DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Carlos Javier Gonzalez
Feed of 09/14/2026
Also filed as Carlos Javier Gonzalez Stawinski
At current firm
2 y
since Nov 21, 2023
In the industry
16 y
since Jul 1, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Efg Private Wealth Management (Americas) Corp. mixed wealth currentsince Nov 21, 2023 · Miami, Fl
- Althum Advisors LLC mixed wealthJan 12, 2024 to Dec 31, 2024 · Miami, Fl
- Efg Private Wealth Management (Americas) Corp. mixed wealthJan 9, 2020 to Oct 9, 2020 · Miami, Fl
- Kovack International Advisors Inc. formerJul 3, 2019 to Nov 21, 2019 · Ft. Lauderdale, Fl
- Citigroup Global Markets Inc. BD affiliatedFeb 5, 2018 to Apr 29, 2019 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Althum Advisors LLC to no registered destinationleft Dec 31, 2024 · Departure, no registered destination
- Kovack International Advisors Inc. to Efg Private Wealth Management (Americas) Corp.left Nov 21, 2019, registered Jan 9, 2020 (49 days) · Other
- Citigroup Global Markets Inc. to Kovack International Advisors Inc.left Apr 29, 2019, registered Jul 3, 2019 (65 days) · Other
Signals
- Carlos Javier Gonzalez, registered through Efg Private Wealth Management (Americas) Corp. (Miami, FL), is a direct owner of Mariva Global Asset Management, LLC, an adviser first registered 2026-04-13Apr 13, 2026 · Owner of a newly registered adviser · fact
- Carlos Javier Gonzalez, registered through Efg Private Wealth Management (Americas) Corp. (Miami, FL), is a direct owner of Geg Advisors, an adviser first registered 2025-09-16Sep 16, 2025 · Owner of a newly registered adviser · fact
- Carlos Javier Gonzalez no longer registered at Althum Advisors Llc; no later IA registration on IAPDDec 31, 2024 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address