RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• M•••••• S••••
- O•• F••••• A•••••••• L•• independent RIA currentsince Apr 8, 2016 · Chicago, Il
- M••••••••• C•••••• L•• formerMay 25, 2006 to Apr 1, 2015 · Chicago, Il
- B•••• • R•••••• L•• unclassifiedDec 13, 2001 to May 23, 2006 · Schaumburg, Il
- M••••••••• C•••••• L•• to O•• F••••• A•••••••• L••left Apr 1, 2015, registered Apr 8, 2016 (373 days) · Other
- B•••• • R•••••• L•• to M••••••••• C•••••• L••left May 23, 2006, registered May 25, 2006 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address