RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• S••••••
- U••••• C•••••• F•••••••• A••••••• independent RIA currentsince Apr 1, 2019 · Marietta, Ga
- P•••••••• I••••••••• A•••••••• I••• formerJan 25, 2012 to Mar 30, 2019 · Atlanta, Ga
- P••••••• A•••• M••••••••• L•• unclassifiedJun 4, 2008 to Feb 1, 2012 · Marietta, Ga
- N•••••••• B••••• B• L•• no RAUMFeb 28, 2003 to Jun 3, 2008 · Atlanta, Ga
- P•••••••• I••••••••• A•••••••• I••• to U••••• C•••••• F•••••••• A•••••••left Mar 30, 2019, registered Apr 1, 2019 (2 days) · RIA to RIA · moved with a team
- P••••••• A•••• M••••••••• L•• to P•••••••• I••••••••• A•••••••• I•••left Feb 1, 2012, registered Jan 25, 2012 (-7 days) · Other
- N•••••••• B••••• B• L•• to P••••••• A•••• M••••••••• L••left Jun 3, 2008, registered Jun 4, 2008 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address