RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D••••• S•••••
- S•• W••••• A•••••••• L•• independent RIA currentsince Jul 23, 2020 · Tampa, Fl
- P•••••• W••• F•••••••• C••••••••• I•• formerJun 17, 2005 to Jan 23, 2012 · Tampa, Fl
- H• B•••• I••• formerJan 4, 2005 to Jun 1, 2005 · Tampa, Fl
- P•••••• W••• F•••••••• C••••••••• I•• to S•• W••••• A•••••••• L••left Jan 23, 2012, registered Jul 23, 2020 (3104 days) · Other
- H• B•••• I••• to P•••••• W••• F•••••••• C••••••••• I••left Jun 1, 2005, registered Jun 17, 2005 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address