D•••• J•••• M••••••

• L•• F•••••••• L•• BD affiliated current
  since May 14, 2020 · Broadview Heights, Oh
• S••••••••• A•••••• A•••••••• I••• former
  Sep 17, 2013 to May 18, 2020 · Broadview Heights, Oh
• I••••• F•••••••• C••••••••• former
  Nov 12, 2008 to Sep 17, 2013 · Broadview Hts, Oh
• Q•••••• A•••• M••••••••• I••• former
  Aug 14, 2008 to Nov 11, 2008 · Minneapolis, Mn

• S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
  left May 18, 2020, registered May 14, 2020 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• I••••• F•••••••• C••••••••• to S••••••••• A•••••• A•••••••• I•••
  left Sep 17, 2013, registered Sep 17, 2013 (0 days) · Other
• Q•••••• A•••• M••••••••• I••• to I••••• F•••••••• C•••••••••
  left Nov 11, 2008, registered Nov 12, 2008 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address